Neil Philip Dawson

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 26 Jul 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (14 Aug 2020 to 12 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (26 Mar 2020 to 7 Sep 2022)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (14 Aug 2020 to 12 Sep 2022)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (5 Jul 2010 to 4 Mar 2013)
  • Compass Finance Ltd (no longer approved here)

    FRN 522440

    • Employed By (27 Apr 2010 to 4 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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