Neil P Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Client dealing (1 Feb 2018 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2018 to 10 Nov 2022)
    • [FCA CF] Material risk taker (1 Feb 2018 to 31 Mar 2024)
    • CF30 Customer (25 Jan 2008 to 31 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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