Neil Nadim Moge

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Jun 2025)
- CF30 Customer (12 Aug 2013 to 8 Dec 2019)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (18 Jul 2012 to 10 Jun 2013)
AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)
FRN 119368
- CF27 Investment Management (15 Jun 2004 to 31 May 2007)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- CF27 Investment Management (1 Dec 2001 to 1 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.