Neil Morjaria

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & M Financial Services Ltd

    FRN 431048

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2023)
    • [FCA CF] Client dealing (since 26 Jun 2023)
  • Alka Financial Services Limited

    FRN 403017

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Nov 2014 to 8 Dec 2019)
  • M & N INSURANCE SERVICE LIMITED (no longer approved here)

    FRN 305837

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2023)
    • CF30 Customer (7 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.