Neil Michael Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 28 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2022)
    • CF30 Customer (since 26 Sep 2022)
  • Bishops Financial Planning Limited

    FRN 719424

    • Employed By (since 26 Sep 2022)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (7 Sep 2021 to 6 Apr 2022)
    • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 6 Apr 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (11 Apr 2016 to 15 Dec 2017)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (8 Jan 2008 to 7 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

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