Neil Michael Jacobs

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 15 Jun 2023)
    • CF30 Customer (since 14 Jun 2023)
  • Fusion Financial Ltd

    FRN 942927

    • (1)Employed By (since 14 Jun 2023)
  • Wealthwise Financial Solutions Ltd (no longer approved here)

    FRN 937742

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jan 2023 to 4 May 2023)
    • Responsible for Insurance Distribution (29 Jun 2021 to 4 May 2023)
    • SMF16 Compliance Oversight (1 Mar 2021 to 4 May 2023)
    • SMF3 Executive Director (1 Mar 2021 to 4 May 2023)
    • Responsibility for MCD Intermediation (1 Mar 2021 to 4 May 2023)
    • [FCA CF] Client dealing (20 Oct 2020 to 4 May 2023)
    • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 4 May 2023)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (13 Apr 2017 to 16 Nov 2018)
    • CF4 Partner (AR) (13 Apr 2017 to 16 Nov 2018)
  • Phillip Masters Independent Financial Advisers Limited (no longer approved here)

    FRN 466062

    • CF4 Partner (AR) (8 Jan 2016 to 17 Feb 2016)
    • CF30 Customer (4 Feb 2013 to 7 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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