Neil Mercier

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Functions requiring qualifications (20 Feb 2023 to 24 Oct 2025)
    • [FCA CF] Client dealing (20 Feb 2023 to 24 Oct 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2023)
    • CF30 Customer (16 Jul 2008 to 10 Mar 2023)
    • CF1 Director (AR) (21 Jun 2005 to 10 Mar 2023)
  • Home in One Financial Services Limited (no longer approved here)

    FRN 303390

    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 30 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.