Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jan 2020 to 12 Jun 2024)
- [FCA CF] Significant management (1 Jan 2020 to 24 May 2021)
- [FCA CF] Manager of certification employee (1 Jan 2020 to 24 May 2021)
- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 12 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (5 Oct 2005 to 31 Oct 2007)
- CF21 Investment Adviser (5 Apr 2005 to 31 Oct 2007)
- CF1 Director (5 Apr 2005 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.