Neil Mark Richmond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2025)
    • CF1 Director (AR) (since 24 Jul 2025)
    • CF30 Customer (since 24 Jul 2025)
  • Richmond Wealth Management Ltd

    FRN 1037708

    • (1)Employed By (since 24 Jul 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (28 Apr 2023 to 15 Jul 2025)
    • [FCA CF] Client dealing (28 Apr 2023 to 15 Jul 2025)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
    • CF1 Director (AR) (24 Aug 2018 to 18 May 2023)
    • CF30 Customer (24 Aug 2018 to 18 May 2023)
  • Abacus IFA Limited (no longer approved here)

    FRN 817002

    • Employed By (24 Aug 2018 to 18 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (5 Dec 2007 to 21 Feb 2013)
  • Abacus Wealth Management Ltd (no longer approved here)

    FRN 469823

    • (9)Employed By (5 Dec 2007 to 21 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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