Neil Lawrence Mason

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
    • CF30 Customer (28 Oct 2013 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.