Neil Keith Winstanley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
    • [FCA CF] Client dealing (since 16 Apr 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (102)Employed By (23 Apr 2020 to 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Apr 2020 to 16 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (20 Jan 2020 to 16 Apr 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (23 Jul 2010 to 28 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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