Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 6 Jan 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Sep 2019)
    • CF30 Customer (since 14 Apr 2016)
    • CF30 Customer (5 Oct 2010 to 31 Aug 2013)
    • (1)Employed By (since 18 Sep 2019)
  • The Woodham Partnership Limited (no longer approved here)

    FRN 196694

    • (4)Employed By (14 Apr 2016 to 4 Mar 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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