Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- CF30 Customer (28 Apr 2010 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- CF30 Customer (28 Apr 2010 to 8 Dec 2019)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 16 Jun 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Apr 2023)
- CF30 Customer (28 Apr 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.