Neil Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TJM Europe LLP

    FRN 714756

    • [FCA CF] Client dealing (since 22 Feb 2024)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Manager of certification employee (7 Mar 2021 to 26 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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