Neil John Summers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Mar 2025)
    • CF1 Director (AR) (since 18 Mar 2025)
    • CF30 Customer (since 18 Mar 2025)
  • Everwealth Ltd

    FRN 1029609

    • (2)Employed By (since 18 Mar 2025)
  • DOUGLAS STEERS & COMPANY LIMITED (no longer approved here)

    FRN 705132

    • [FCA CF] Client dealing (1 Sep 2022 to 25 Mar 2025)
    • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 25 Mar 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (15 Dec 2021 to 25 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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