Neil John Lewis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited

    FRN 119250

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 14 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
    • [FCA CF] Client dealing (since 21 Feb 2022)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (9 Feb 2009 to 31 Mar 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 12 May 2008)
    • CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2006 to 16 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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