Neil John Flowers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (12 Jun 2022 to 17 Nov 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (4 Aug 2016 to 5 Aug 2016)
    • CF30 Customer (1 Nov 2007 to 12 Aug 2012)
    • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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