Neil John Finlayson Poole

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Apr 2024)
    • CF1 Director (AR) (since 15 Apr 2024)
    • CF30 Customer (since 15 Apr 2024)
  • Poole Wealth Management Ltd

    FRN 1011179

    • (1)Employed By (since 15 Apr 2024)
  • Crawford Dean Wealth Management Ltd (no longer approved here)

    FRN 943783

    • Employed By (12 Nov 2021 to 12 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Feb 2024)
    • CF30 Customer (6 Oct 2015 to 12 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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