Neil James Whiteside

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Equitable (UK) Ltd

    FRN 782577

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (31 May 2022 to 29 Sep 2025)
    • [FCA CF] Client dealing (31 May 2022 to 29 Sep 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (6 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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