Neil James Thompstone

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TWC Financial Limited

    FRN 968366

    • Employed By (since 24 Jan 2022)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 May 2015)
    • CF30 Customer (since 24 Oct 2012)
  • Thompstone Wealth Management Limited (no longer approved here)

    FRN 590171

    • Employed By (29 Apr 2015 to 5 Jan 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 25 Oct 2012)
    • CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 8 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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