Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (21 Mar 2016 to 31 Oct 2017)
- Responsible for Insurance Mediation (3 Jan 2012 to 31 Oct 2017)
- CF11 Money Laundering Reporting (3 Jan 2012 to 31 Oct 2017)
- CF30 Customer (3 Jan 2012 to 26 Jan 2018)
- CF4 Partner (3 Jan 2012 to 26 Jan 2018)
- CF10 Compliance Oversight (3 Jan 2012 to 31 Oct 2017)
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- CF1 Director (AR) (31 Oct 2004 to 9 May 2005)
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- (2)Employed By (26 Oct 2004 to 9 May 2005)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.