Neil James Hepworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quantum Mortgages Limited
FRN 1007949
- SMF9 Chair of the Governing Body (since 28 Nov 2024)
CarVal Investors GB LLP
FRN 601086
- SMF27 Partner (since 20 May 2022)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 Apr 2015 to 8 Dec 2019)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (20 Apr 2010 to 29 Mar 2013)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (20 Apr 2010 to 29 Mar 2013)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (20 Apr 2010 to 29 Mar 2013)
DG Partners LLP (no longer approved here)
FRN 218913
- CF11 Money Laundering Reporting (11 May 2009 to 14 Aug 2009)
- CF30 Customer (27 Feb 2008 to 14 Aug 2009)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (19 Apr 2005 to 15 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.