Neil Iain Hamilton Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Whitechurch Network Limited

    FRN 190859

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Feb 2006)
    • CF30 Customer (1 Nov 2007 to 1 Mar 2009)
    • CF21 Investment Adviser (21 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Feb 2006 to 21 Dec 2006)
  • Barnell Limited

    FRN 447297

    • Employed By (since 22 Feb 2006)
  • Sussex Independent Financial Advisers Limited (no longer approved here)

    FRN 207490

    • CF21 Investment Adviser (25 Mar 2002 to 5 Feb 2006)
  • Sussex Independent & Inv Co Ltd (U687) (no longer approved here)

    FRN 187428

    • (13)Employed By (7 Jul 2000 to 24 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.