Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SME BUSINESS FINANCE LIMITED
FRN 703334
- CF1 Director (AR) (since 18 Oct 2024)
- SMF1 Chief Executive (since 11 Oct 2023)
- SMF9 Chair of the Governing Body (since 11 Oct 2023)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 7 Jan 2019)
- Responsible for Insurance Distribution (since 7 Jan 2019)
- CF1 Director (31 Mar 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (31 Mar 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Mar 2016 to 8 Dec 2019)
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Community Capital Finance Ltd
FRN 1017534
- Employed By (since 18 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
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