Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 20 Sep 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Aug 2020)
- CF30 Customer (11 May 2011 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 20 Sep 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (3 Apr 2023 to 22 May 2023)
- CF30 Customer (11 May 2011 to 8 Dec 2019)
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- CF30 Customer (11 May 2011 to 30 Nov 2015)
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- CF30 Customer (20 Feb 2009 to 11 Feb 2011)
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- CF30 Customer (1 Nov 2007 to 11 Feb 2011)
- CF27 Investment Management (22 Jan 2004 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 15 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.