Neil Howard James

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cornerstone Finance Group Ltd

    FRN 767202

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 30 May 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2024)
  • Home Financial Services Limited

    FRN 1013614

    • Employed By (since 30 May 2024)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • [FCA CF] Functions requiring qualifications (28 Mar 2023 to 15 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (7 Sep 2020 to 15 Dec 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (15 Feb 2005 to 15 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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