Neil Hosie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 22 Mar 2024)
    • [PRA CF] Managing a material risk taker (since 22 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Nov 2023)
    • [FCA CF] Material risk taker (since 9 Nov 2023)
    • [FCA CF] Client dealing (since 18 Sep 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF6 Head of Key Business Areas (29 Oct 2021 to 11 Sep 2023)
    • [FCA CF] Client dealing (30 Jul 2021 to 2 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (14 May 2021 to 11 Sep 2023)
    • [PRA CF] Managing a material risk taker (14 May 2021 to 11 Sep 2023)
    • [FCA CF] Material risk taker (14 May 2021 to 11 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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