Neil Henderson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henderson Moore Financial Solutions Ltd

    FRN 159902

    • (3)Employed By (since 15 Mar 2024)
    • (6)Employed By (24 Nov 2003 to 19 Dec 2003)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
    • CF30 Customer (since 24 Dec 2023)
    • CF1 Director (AR) (since 24 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Feb 2024)
    • CF1 Director (AR) (14 Dec 2007 to 15 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 15 Feb 2024)
    • CF4 Partner (AR) (1 Dec 2001 to 14 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Henderson Moore Financial Solutions Ltd

  2. controlled function added: (6)Employed By at Henderson Moore Financial Solutions Ltd

  3. controlled function added: (3)Employed By at Henderson Moore Financial Solutions Ltd