Neil Halliday

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2024)
    • CF30 Customer (12 Feb 2017 to 20 Dec 2024)
  • Carter Thompson & Associates Limited (no longer approved here)

    FRN 191174

    • (4)Employed By (12 Feb 2017 to 20 Dec 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 4 Jan 2014)
    • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Sep 2005 to 29 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at Carter Thompson & Associates Limited