Neil Gunn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neil Gunn

    FRN 216790

    • (1)Employed By (since 27 Mar 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2024)
    • CF30 Customer (since 27 Jan 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2024)
    • CF4 Partner (AR) (6 Mar 2006 to 8 Oct 2013)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Neil Gunn

  2. controlled function added: (1)Employed By at Neil Gunn