Neil Gregson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2020)
- CF30 Customer (22 Oct 2010 to 8 Dec 2019)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2020)
- CF30 Customer (22 Oct 2010 to 8 Dec 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (7 Mar 2016 to 7 Apr 2020)
- CF30 Customer (21 Apr 2011 to 6 Mar 2016)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (6 Jul 2009 to 30 Sep 2009)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.