Neil Graham Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ExodusPoint Capital Management UK, LLP (no longer approved here)

    FRN 828549

    • [FCA CF] Material risk taker (19 Jan 2024 to 28 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2025)
    • CF4 Partner (2 Jul 2019 to 9 Dec 2019)
    • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (13 Dec 2018 to 11 Mar 2019)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF4 Partner (10 Apr 2017 to 7 Aug 2018)
    • CF30 Customer (8 Jul 2014 to 7 Aug 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF21 Investment Adviser (18 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Sep 2003 to 18 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.