Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2020)
    • CF1 Director (AR) (since 14 Jul 2020)
    • CF30 Customer (since 14 Jul 2020)
    • [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
    • (1)Employed By (since 14 Jul 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 23 Sep 2013)
    • CF21 Investment Adviser (12 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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