Neil Gerard O'Toole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF10 Compliance Oversight (3 Apr 2009 to 18 Nov 2009)
    • CF11 Money Laundering Reporting (3 Apr 2009 to 18 Nov 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF28 Systems and controls (1 Nov 2007 to 3 Apr 2009)
    • CF14 Risk Assessment (14 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 May 2007 to 18 Nov 2009)
    • CF10 Compliance Oversight (14 May 2007 to 18 Nov 2009)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (1 Nov 2007 to 3 Apr 2009)
    • CF10 Compliance Oversight (14 May 2007 to 3 Apr 2009)
    • CF11 Money Laundering Reporting (14 May 2007 to 3 Apr 2009)
    • CF14 Risk Assessment (14 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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