Neil Gerard Dacey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP

    FRN 465131

    • [FCA CF] Client dealing (since 19 Aug 2024)
    • [FCA CF] Client dealing (1 Mar 2020 to 4 Jul 2024)
  • Genesis Investment Management, LLP (no longer approved here)

    FRN 232261

    • CF28 Systems and controls (17 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 May 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 1 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.