Neil Geoffrey Cawley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GRATTAN PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 311340

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2020)
    • CF10 Compliance Oversight (5 Nov 2012 to 16 Apr 2018)
    • CF11 Money Laundering Reporting (5 Nov 2012 to 8 Dec 2019)
  • FREEMANS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 311341

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2020)
    • CF10 Compliance Oversight (5 Nov 2012 to 16 Apr 2018)
    • CF11 Money Laundering Reporting (5 Nov 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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