Neil Galbraith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JKFS (UK) LIMITED (no longer approved here)

    FRN 610900

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (6 May 2014 to 31 Mar 2024)
  • Melville Independent plc (no longer approved here)

    FRN 550326

    • Employed By (15 Jun 2011 to 31 Mar 2024)
  • Finesco Financial Services Limited (no longer approved here)

    FRN 114543

    • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.