Neil Francis Mark Scott

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 3 Jul 2020)
    • CF30 Customer (since 3 Jul 2020)
    • [FCA CF] Client dealing (27 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (7 Nov 2016 to 8 Dec 2019)
  • Neil Scott Financial Planning Limited

    FRN 926807

    • (1)Employed By (since 3 Jul 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (10 Oct 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (2 Sep 2008 to 29 Jul 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (17 Mar 2006 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (7 Nov 2005 to 17 Mar 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (17 Jun 2003 to 19 Dec 2003)
    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 17 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.