Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 30 Jan 2023)
    • SMF3 Executive Director (since 3 Mar 2020)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Mar 2020)
    • CF11 Money Laundering Reporting (17 Apr 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Apr 2012 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (17 Apr 2012 to 8 Dec 2019)
  • Ridenation Ltd

    FRN 810668

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (12 Jul 2018 to 8 Dec 2019)

Recent activity

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