Neil Flint

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PENGUIN WEALTH PLANNERS LIMITED

    FRN 830057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
    • [FCA CF] Client dealing (since 15 Aug 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Aug 2022)
    • CF1 Director (AR) (25 Feb 2009 to 15 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 15 Aug 2022)
    • CF4 Partner (AR) (1 Dec 2001 to 2 Nov 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Bruce & Flint Consultancy (no longer approved here)

    FRN 188106

    • Employed By (1 Dec 2001 to 2 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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