Neil Fletcher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Oct 2013)
    • CF4 Partner (AR) (since 17 Oct 2013)
  • Solar Wealth Management LLP

    FRN 607304

    • (2)Employed By (since 17 Oct 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 3 Jan 2012)
    • CF22 Investment Adviser (Trainee) (6 Sep 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (6 Sep 2006 to 31 Jan 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF7 Sole Trader (AR) (6 Sep 2006 to 31 Jan 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 31 Aug 2006)
  • Jean-Claude Maghoo (no longer approved here)

    FRN 215187

    • (2)Employed By (11 Apr 2005 to 31 Aug 2006)
  • Stuart Dibley (no longer approved here)

    FRN 223763

    • (3)Employed By (7 Aug 2003 to 17 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.