Neil Fillary

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amagis Capital Partners LLP (no longer approved here)
FRN 616272
- [FCA CF] Client dealing (1 May 2022 to 31 Mar 2025)
- CF1 Director (AR) (8 Jan 2020 to 1 May 2022)
- CF30 Customer (8 Jan 2020 to 1 May 2022)
KHEPRI ADVISERS LIMITED (no longer approved here)
FRN 692447
- CF30 Customer (20 Dec 2017 to 17 Jan 2020)
- CF1 Director (AR) (20 Dec 2017 to 17 Jan 2020)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (5 Sep 2008 to 16 Jul 2012)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (5 Sep 2008 to 8 Jun 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (5 Sep 2008 to 8 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.