Neil Farren

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco de Sabadell (no longer approved here)

    FRN 204720

    • SMF16 Compliance Oversight (1 Sep 2022 to 9 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 4 Jun 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 9 Aug 2023)
    • CF10 Compliance Oversight (12 Sep 2005 to 5 Aug 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.