Neil Falconer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life Limited

    FRN 110418

    • 14. Managing investments
    • [FCA CF] Significant management (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 17 Jan 2022)
    • [FCA CF] Manager of certification employee (since 17 Jan 2022)
    • [FCA CF] Material risk taker (since 17 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • ReAssure Life Limited

    FRN 110462

    • 14. Managing investments
    • [FCA CF] Client dealing (since 17 Jan 2022)
    • [FCA CF] Manager of certification employee (since 17 Jan 2022)
    • [FCA CF] Material risk taker (since 17 Jan 2022)
    • [FCA CF] Significant management (since 17 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • ReAssure Limited

    FRN 110495

    • 14. Managing investments
    • [FCA CF] Client dealing (since 17 Jan 2022)
    • [FCA CF] Manager of certification employee (since 17 Jan 2022)
    • [FCA CF] Material risk taker (since 17 Jan 2022)
    • [FCA CF] Significant management (since 17 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • Standard Life Assurance Limited

    FRN 439567

    • 14. Managing investments
    • [FCA CF] Significant management (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 17 Jan 2022)
    • [FCA CF] Manager of certification employee (since 17 Jan 2022)
    • [FCA CF] Material risk taker (since 17 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Nov 2021)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Nov 2021)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)

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