Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRIUM CAPITAL LLP (no longer approved here)

    FRN 497640

    • CF30 Customer (1 Jul 2013 to 13 Nov 2015)
    • CF4 Partner (1 Jul 2013 to 30 Jun 2014)
  • Omni Partners LLP (no longer approved here)

    FRN 416689

    • CF10 Compliance Oversight (17 Sep 2010 to 1 Sep 2011)
    • CF11 Money Laundering Reporting (17 Sep 2010 to 3 Jul 2013)
    • CF28 Systems and controls (17 Sep 2010 to 3 Jul 2013)
    • CF4 Partner (17 Sep 2010 to 3 Jul 2013)
    • CF30 Customer (15 Jul 2010 to 3 Jul 2013)
  • Aurum Funds Limited (no longer approved here)

    FRN 180770

    • CF30 Customer (10 Feb 2009 to 2 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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