Neil Dobson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SP Financial Management Limited

    FRN 171137

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2023)
    • [FCA CF] Client dealing (since 18 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (24 Jan 2023 to 18 Sep 2023)
    • CF30 Customer (20 Jan 2023 to 18 Sep 2023)
  • Citrus Financial Management Ltd (no longer approved here)

    FRN 413291

    • Employed By (20 Jan 2023 to 18 Sep 2023)
  • Trevor Downing Financial Management (IFA) Limited (no longer approved here)

    FRN 118176

    • [FCA CF] Manager of certification employee (7 Dec 2020 to 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 1 Oct 2021)
    • [FCA CF] Client dealing (7 Dec 2020 to 1 Oct 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.