Neil Dean Briggs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Fiducia Network Ltd
FRN 917537
- CF1 Director (AR) (since 22 May 2023)
OCTAGON COMMERCIAL FINANCE LTD
FRN 988036
- (1)Employed By (since 9 Dec 2022)
Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 27 Apr 2021)
- CF1 Director (AR) (since 23 Apr 2021)
Octagon Financial Advice Ltd
FRN 929127
- (1)Employed By (since 23 Apr 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.