Neil David Wishart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Client dealing (since 11 May 2020)
    • [FCA CF] Manager of certification employee (since 11 May 2020)
    • [FCA CF] Material risk taker (6 Jan 2021 to 3 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2021 to 3 Jul 2025)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Client dealing (since 11 May 2020)
    • [FCA CF] Manager of certification employee (since 11 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2021 to 3 Jul 2025)
    • [FCA CF] Material risk taker (6 Jan 2021 to 3 Jul 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Mar 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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