Neil David Parker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neil David Parker

    FRN 757120

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (3 Mar 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • CF4 Partner (AR) (since 10 Oct 2014)
    • CF4 Partner (AR) (31 Jan 2008 to 4 Mar 2009)
    • CF30 Customer (31 Jan 2008 to 13 Dec 2011)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF4 Partner (AR) (since 10 Oct 2014)
    • CF4 Partner (AR) (25 Apr 2007 to 13 Dec 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (31 Jul 2013 to 1 Jan 2015)
  • The Mortgage World (no longer approved here)

    FRN 407498

    • Employed By (31 Oct 2004 to 13 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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