Neil David Latham

• Corbel Partners Limited

  FRN 429142

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 16 May 2025)
  • CF30 Customer (since 4 Nov 2024)
  • [FCA CF] Client dealing (since 11 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2024)
• AQUARIUS FINANCIAL ASSOCIATES LTD

  FRN 1019664

  • (1)Employed By (since 4 Nov 2024)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (10 Apr 2024 to 11 Jul 2024)
• Tenet Financial Services Limited (no longer approved here)

  FRN 172174

  • Employed By (28 Jul 2023 to 11 Jul 2024)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jun 2024)
  • CF30 Customer (25 Aug 2009 to 11 Sep 2012)
  • CF21 Investment Adviser (2 Aug 2004 to 10 Oct 2006)
• Neil Latham (no longer approved here)

  FRN 615345

  • Employed By (14 Feb 2014 to 28 Jul 2023)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (29 Aug 2012 to 31 Jan 2014)
• Capital Planning Partners Ltd (no longer approved here)

  FRN 587076

  • Employed By (29 Aug 2012 to 31 Jan 2014)
• Capital Planning Partners Ltd (no longer approved here)

  FRN 505434

  • Employed By (25 Aug 2009 to 11 Sep 2012)
• Sinfonia Direct Ltd (no longer approved here)

  FRN 440606

  • Employed By (1 Nov 2005 to 10 Oct 2006)

No changes recorded yet.